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Securities and Exchange Commission v. Bank of America, N.A. et al, No. 3:13-cv-00447 (W.D.N.C.)
Case Title: Securities and Exchange Commission v. Bank of America, N.A. et al
Case Type: Civil Case
Court: U.S. District Court for the Western District of North Carolina
Index Number(s): 3:2013cv447, 3:13-cv-00447, 3:13-cv-00447-MOC-DSC
Nature of Suit: 850 Securities/Commodities
Judge: Max O. Cogburn, Jr
Magistrate Judge: David S. Cayer
Case Opened: August 6, 2013
Case Closed November 25, 2014
Docket Entries
Date Filed Dkt # Entry Text
Aug 6, 2013 1 COMPLAINT against All Defendants with Jury Demand, filed by Securities and Exchange Commission. (Attachments: # 1 Cover Sheet)(Wilhelm, Kristin) (Entered: 08/06/2013)
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Cover Sheet
Aug 7, 2013 Case assigned to District Judge Robert J. Conrad, Jr and Magistrate Judge David S. Cayer. Notice: You must click this link to retrieve the Case Assignment Packet. This is your only notice - you will not receive a separate document.(eef)
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Aug 7, 2013 2 REQUEST FOR WAIVER of Service sent to Bank of America, N.A. on 08/06/13 by Securities and Exchange Commission. (Wilhelm, Kristin) (Entered: 08/07/2013)
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Aug 7, 2013 3 REQUEST FOR WAIVER of Service sent to Banc of America Mortgage Securities, Inc. on 08/06/13 by Securities and Exchange Commission. (Wilhelm, Kristin) (Entered: 08/07/2013)
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Aug 7, 2013 4 REQUEST FOR WAIVER of Service sent to Merrill Lynch, Pierce, Fenner & Smith, Inc. on 08/06/13 by Securities and Exchange Commission. (Wilhelm, Kristin) (Entered: 08/07/2013)
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Aug 8, 2013 5 NOTICE of Appearance by Kenneth D. Bell on behalf of All Defendants (Bell, Kenneth) (Entered: 08/08/2013)
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Aug 8, 2013 6 NOTICE of Appearance by Mark Eric Harrison on behalf of Securities and Exchange Commission (Harrison, Mark) (Entered: 08/08/2013)
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Aug 12, 2013 7 NOTICE by Securities and Exchange Commission of Related Case (Wilhelm, Kristin) (Entered: 08/12/2013)
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Aug 12, 2013 8 NOTICE of Appearance by M. Graham Loomis on behalf of Securities and Exchange Commission (Loomis, M.) (Entered: 08/12/2013)
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Sep 3, 2013 9 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Bank of America, N.A. waiver sent on 8/6/2013, answer due 10/7/2013. (Wilhelm, Kristin) (Entered: 09/03/2013)
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Sep 3, 2013 10 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Merrill Lynch, Pierce, Fenner & Smith, Inc. waiver sent on 8/6/2013, answer due 10/7/2013. (Wilhelm, Kristin) (Entered: 09/03/2013)
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Sep 3, 2013 11 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Banc of America Mortgage Securities, inc. waiver sent on 8/6/2013, answer due 10/7/2013. (Wilhelm, Kristin) (Entered: 09/03/2013)
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Sep 16, 2013 12 Consent MOTION for Extension of Time and Briefing Schedule by Banc of America Mortgage Securities, inc., Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith, Inc..Responses due by 10/3/2013 (Attachments: # 1 Proposed Order)(Bell, Kenneth). Motions referred to David S. Cayer. (Entered: 09/16/2013)
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Sep 17, 2013 13 ORDER granting 12 Motion for Extension of Time. Banc of America Mortgage Securities, inc.; Bank of America, N.A.; Merrill Lynch, Pierce, Fenner & Smith, Inc. motions or responsive pleadings due 11/8/2013. Signed by Magistrate Judge David S. Cayer on 9/16/2013. (eef) (Entered: 09/17/2013)
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Sep 19, 2013 Case reassigned to District Judge Max O. Cogburn, Jr. District Judge Robert J. Conrad, Jr no longer assigned to the case. This is your only notice - you will not receive a separate document.(jde)
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Nov 8, 2013 14 MOTION to Dismiss Plaintiff's Complaint for Injunctive and Other Relief by Banc of America Mortgage Securities, inc., Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith, Inc..Responses due by 11/25/2013 (Attachments: # 1 Memorandum Memorandum, # 2 Exhibit SEC Index, # 3 Exhibit 1, # 4 Exhibit 2, # 5 Exhibit 3, # 6 Exhibit 4, # 7 Exhibit 5, # 8 Exhibit 6, # 9 Exhibit 7, # 10 Exhibit 8, # 11 Exhibit 9, # 12 Exhibit 10, # 13 Proposed Order)(Bell, Kenneth). Motions referred to David S. Cayer. (Entered: 11/08/2013)
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Memorandum Memorandum
Exhibit SEC Index
Exhibit 1
Exhibit 2
Exhibit 3
Exhibit 4
Exhibit 5
Exhibit 6
Exhibit 7
Exhibit 8
Exhibit 9
Exhibit 10
Proposed Order
Nov 8, 2013 15 MOTION for Leave to Appear Pro Hac Vice as to Amy L. Van Gelder Filing fee $ 276, receipt number 0419-2156862. by Banc of America Mortgage Securities, inc., Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith, Inc.. (Bell, Kenneth). Motions referred to David S. Cayer. (Entered: 11/08/2013)
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Nov 8, 2013 16 MOTION for Leave to Appear Pro Hac Vice as to Boris Bershteyn Filing fee $ 276, receipt number 0419-2156874. by Banc of America Mortgage Securities, inc., Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith, Inc.. (Bell, Kenneth). Motions referred to David S. Cayer. (Entered: 11/08/2013)
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Nov 8, 2013 17 MOTION for Leave to Appear Pro Hac Vice as to Charles F. Smith Filing fee $ 276, receipt number 0419-2156882. by Banc of America Mortgage Securities, inc., Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith, Inc.. (Bell, Kenneth). Motions referred to David S. Cayer. (Entered: 11/08/2013)
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Nov 8, 2013 18 MOTION for Leave to Appear Pro Hac Vice as to John K. Carroll Filing fee $ 276, receipt number 0419-2156886. by Banc of America Mortgage Securities, inc., Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith, Inc.. (Bell, Kenneth). Motions referred to David S. Cayer. (Entered: 11/08/2013)
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